The first economic census approach the securities industry
September 21, 2004 China Securities Regulatory Commission, the First National Economic Census of the State Council Leading Group Office of release)
Chapter I General Provisions
First under the "PRC Statistics Law", "the State Council on the First National Economic Census conducted in the notice" (Guo Fa [2003] 29) and the "National Economic Census Ordinance," "the first national economic census on the number of issues rule ", the development of this approach.
The purpose of the second survey is a comprehensive master development of China's securities industry size, structure, effectiveness, and establish a securities industry and the basic unit of economic census list of library databases for the study of development of the securities industry development plan to improve government decision-making, management level to provide basic information , providing the public information services.
Article the First National Census of the State Council Leading Group for Economic Census and the Office of the securities industry and the first economic census and the Office of the Leading Group under the unified leadership.
China Securities Regulatory Commission jointly _set_ up the unit the first time the securities industry and its economic census leading group office, the State Council Leading Group of First National Economic Census under the unified leadership of the office responsible for the first time the securities industry organization and implementation of economic census.
The first economic census leading group for the securities industry in China Securities Regulatory Commission Office of Market Supervision Department.
Article census reference time for the December 31, 2004, the annual census survey data for 2004.
Screening requirements of Article V of the State Council Office of the First National Economic Census, the CSRC share the burden. Unified management of the census should be financed, strict control of expenditure.
Chapter census, scope and methods of investigation
Article VI of the object of the census in the securities industry in the PRC of all corporate units and its affiliated industrial activity units. Specific areas include: stock, futures exchanges, securities registration and clearing companies, securities companies, fund management companies, futures brokerage firms, securities and futures investment consulting companies, securities institutions overseas representative office in China and belongs to the unit engaged in securities related business legal entities and their subordinate units in industrial activity.
Legal entities and their subordinate units of the concept of industrial activity, and further classified according to National Bureau of Statistics to develop a "First National Economic Census of corporate units, establishments and individual business households by the provisions of" implementation.
Legal entities engaged in securities of non-securities business activities in their respective legal entities and affiliated industrial activity units, such as a legal personality of industrial enterprises, wholesale and retail enterprises, transport enterprises, and other service enterprises and their affiliated industrial activity units in the census, the national economy by the local agencies responsible for implementing the census, the first economic census securities industry leading group to assist.
Article VII of the securities industry and its affiliated legal entities and industrial activity units, a comprehensive survey methods.
Article VIII of the securities industry and foreign securities institutions and corporate units should _set_ up representative office in the census office or designated person in charge of the unit census.
Census must be in accordance with Article IX, "PRC Statistics Law" and provide accurate census data, not false, deceptive, or refuse and delaying not be forged and tampered with.
Chapter census and major contents of the table style
Article census form including the "legal entity base case" table (Table 601), "Basic information for industrial activity" table (Table 602), "Basic Information of industrial activity schedule" (602-1 form), "the securities industry as_set_s Sheet "(g639 table)," Securities Industry Income Statement "(g640 table) and the" securities industry cost breakdown "(g641 table). The main contents include: basic information unit, employees conditions and financial status.
Article XI census uniform standards developed by national and directories. Main criteria include: "the first national economic census corporate units, establishments and individual business households by regulations", "Statistics on the use of administrative divisions of the code structure and establishment of rules", "National Economic Industry Classification", "on the division of business registration type of requirement "," holding the state economy on the statistical classification of the situation, "the" unit affiliation code "," organization type and code, "" countries (regions) of code "and so on.
Chapter census organization and implementation methods
Article XII of the unified national leadership in accordance with the census, the parties to participate in the implementation of the principles of organization.
The first economic census the securities industry and the State Council Leading Group Office of the First National Economic Census Leading Group Office of the Census jointly developed the program, and to all relevant units, departments, placement and training.
Securities 601 tables, 602 tables and 602-1 form (for training purposes the attached type, the actual implementation of the institutional arrangement of local census date) of the organization and implementation, by local census agencies at all levels to assist the securities regulatory authorities. g639 table, g640 and g641 Table Table (the Table Type used for training, the actual implementation of the institutional arrangement of the securities industry census date) of the securities industry by the census organization and implementation agencies.
Legal entities and the securities industry should be assigned responsibility for activities of the unit and ancillary industrial units in the census report in completing work. Of the reported 601 tables, 602 tables, and local census offices in statement 602-1; g639 table, g640 and g641 table table reports the securities industry in the census organizations at the same time, send a copy to the local census offices.
The first economic census the securities industry by the State Council Leading Group Office of the First National Economic Census Leading Group Office of the requirements, after review of census data to two forms of electronic and paper media reported the First National Economic Census of the State Council Leading Group Office.
Article XIII The first economic census leading group of the securities industry and its members have the right to access to census office accounting, statistics, raw data; the right to request correction of their units by census census table inaccuracies.
Article XIV of the census is divided into four stages. Before the end of December 2004 phase of the preparatory work for the census, the main way to the preparation of the census, census inventory, census personnel training, etc.; January 2005 census tables for the next stage of hair; 1-4 months to complete the census, the census reported Table stage; from February to July 2005 for the collection of census forms, census data processing, aggregation, assessment phase; July-August 2005 as the census data backup, the basic unit of the census list of library databases and to establish and census data reporting stage; 2005 September -2006 year data release, data development and application, review and appraisal census recognition stage.
Chapter V of data processing and quality control
Article XVI census data processing for the first time the securities industry by the Leading Group Office of the economic census organization and implementation.
Article XVII securities industry, the first economic census leading group should be based on the provisions of national unity and establish data quality control responsibility, the development of quality control rules, designate a person responsible for quality control and inspection guidance on the implementation of the various census aspects of the implementation of quality control.
Article XVIII should be strictly in accordance with the census census reporting requirements and fill in the table shows, carefully fill in census forms. Uncertainty in time for the contents of the securities industry to the first economic census leading group office consultation.
Fill in the official census form, you should fill out the census form grass table. The table on the grass, and every research project and code for each indicator a detailed review to ensure the complete content of well-founded, in the absence of logical and technical errors in the case, then complete the official form.
After completing the official census form, to conduct self-examination. Done "five check": 1, the property index and check the license or approval procedures; 2, the legal entities owned unit of industrial activity and the reported number of units of industrial activity the number of sheets may wish to check the census form; 3, associated between tables check index; 4 units between the functional departments within the data matching; 5, census data and annual data matching. Self-examination and confirmation, after self-examination staff and unit leaders after the signing of the relevant report.
Reported to the census table, should be reported to the relevant requirements of both the written version of the census form and electronic version, and to ensure that the content of the written version and the electronic version exactly.
Article XIX census personnel in the receiving census forms and census data entry, processing, the summary, the relevant provisions should be carefully carried out, the responsibility to the people.
Received census forms should check report is complete, confirm complete and sign a written receipt given advice. The list will be reported to the census form and check the list published in the object, so that units do not weight not leak.
Data entry, processing, response to the completeness of the contents of the census form, logic and objectivity of the inspection and to determine, there are reasons for the problem must be identified, recorded and signed. And notify the original submitted to the unit, asking them to re-reported after correction.
Data aggregation, the response to aggregate results determine the logic and objectivity, there must identify the reasons for the problem, verify calibration, and calibration records and signed by the situation.
Article XX of securities industry leading group office of economic census data processing in the census after census data backup, and the establishment of a database economic census, the securities industry and the basic unit of the census list of libraries.
Chapter VI data availability and data management
Twenty-one securities industry, the first economic census and the Office of the Leading Group of First National Economic Census by the Office of the announced requirements to provide the securities industry census data. Securities without first economic census or census leading group office approval and recognition, no unit or individual shall not be made public, provided.
The first economic census leading group for the securities industry for the first time the Office of the securities industry by the leading group for economic census and the Office of the Director of signature approval by the Office of the First National Economic Census of the relevant requirements of the securities industry to provide aggregated census data.
The first economic census Securities Industry Leading Group Office of aggregate census data should be carefully analyzed and integrated assessment, the Office of the First National Economic Census and the first economic census leading group for the securities industry after approval in the form of the census bulletin released to the public.
Twenty-two for the first time the securities industry and the economic census leading group office staff must strictly abide by the "PRC Statistics Law" and its Implementing Rules of the relevant provisions of the census respondents aware of state secrets and commercial secrets must be strictly confidential.
Twenty-three first economic census the securities industry do a good job leading group office of census data should be the conservation, management and external services, and census data for in-depth development and application.
Chapter VII of the recognition and punishment
Twenty-four pairs of outstanding contributions in the census in the advanced collectives and individuals, for the first time the securities industry leading group office of the economic census to be commended and rewarded. Specific incentives and other times, the proportion of reward staff, incentives separately.
In the census of serious violation of relevant provisions of the institutions and personnel, criticism of education, in serious cases should be according to law.
Twenty-five pairs of false, cheat, or late, refusing to report census data units and individuals, in accordance with the "PRC Statistics Law" and its implementation rules will be punished. Constitutes a crime shall be held criminally responsible.
Chapter VIII Supplementary Provisions
Twenty-six of the way the first time the securities industry by the Leading Group Office of Economic Census explain.
Twenty-seventh of this approach since the release date of implementation. |
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